Current Health Care System Policy for Vulnerability Reduction in the United States of America: A Personal Perspective
Edward J. EckenfelsRush Medical College, Chicago, Ill, USAAim. To raise questions about how the United States of America – which spends 1.3 trillion dollars on health care, con-
ducts cutting-edge biomedical research, has the most advanced medical technology, and trains a cadre of highly com-
petent health professionals – cares for the most vulnerable members of its population. Methods. Relevant statistical data were extrapolated from the most current statistical sources and research reports, and
assessed in terms of existing practices and policies. Results. The data clearly demonstrated that particular population cohorts – the elderly, the poor, new immigrants, the
homeless, the HIV-positive, and substance abusers – were especially vulnerable to illness and its consequences. Conclusion. Since American medicine, despite all of its science, technology, and clinical competence, operates in a
“non-system,” there is currently no efficacious approach to vulnerability reduction. To turn health care in the U.S. into
a high quality, comprehensive, and cost-effective system, government officials, health care planners, and medical
practitioners must address a series of fundamental social, economic, and political issues. What other countries, like
those in South Eastern Europe, can learn from this is not to duplicate these mistakes. Key words: academic medical centers; cost-benefit analysis; delivery of health care; health policy; health maintenance orga- nizations; health services accessibility; insurance, health; poverty; public health; United States
Any attempt at proposing a policy for vulnerabil-
less, persons with acquired immunodeficiency syn-
ity reduction in the U.S. must address an initial ques-
tion: How can the world’s wealthiest and most pow-
erful nation – the United States of America – have
anyone who is “vulnerable” when it a) spends 1.3 tril-
The most rapidly growing population in the U.S.
lion dollars (US$4,400 per capita) annually on health
is the elderly – those 65 years of age and over (7). Cur-
care (1); b) has the National Institutes of Health with a
rently, there are about 27 million people in this cate-
budget of over 23 billion dollars annually to conduct
gory that makes up about 12% of the total population.
biomedical research (2); c) has 125 academic health
Sixty percent of them are women. There are 3.2 mil-
centers where doctors, nurses, and other allied health
lion who are 85 and older. With an aging population,
personnel are trained and the latest medical proce-
there is an increase in vulnerability, especially with
dures performed on a routine basis (3); d) has 5,810
respect to heart diseases and cancer – the leading
hospitals with 983,628 beds (almost three beds per
causes of death. The very old (over 85 years of age)
person) (4); e) has approximately 777,000 physicians,
are also vulnerable to falls and other kinds of physical
over 2 million nurses, and over 10 million personnel
accidents. As people grow old, they also become less
in the health care workforce (5); and f) and has a gov-
mobile, and in many cases, they require home health
ernment-sponsored public health system dispersed
care and placement in a long-term care setting. The PoorAccording to the census 2000, there were over
Categories of Vulnerability
31 million people (11%) in the U.S. below or at the
poverty line (8). A rough estimate of poverty thresh-
Nonetheless, even with such an all-encompas-
old in the U.S. is about US$17,600 for a family of
sing and costly health care system, it is still possible to
four. The poverty threshold is based upon the cost of a
identify particular groups that are most susceptible to
nutritionally adequate diet for a family of four, which
illness on the basis of current statistical and research
is then multiplied by a factor of three, since it is esti-
reports. The most prominent categories of vulnerabil-
mated that a family expends about one-third of its to-
ity are the elderly, the poor, immigrants, the home-
tal income on food. Poverty is concentrated among
Eckenfels: U.S. Policy for Vulnerability Reduction
ethnic minorities, women, and children. About one
paid for by the employers of working families (14).
out of five African American or Latino American fami-
Health insurance companies, over 300 of them, man-
lies is poor, and 41% of all families headed by
age the payments to the health care providers, many
women live in poverty. For immigrants, the figure is
of whom work in medical service settings called
16%. Over 17% of those in poverty are children and
Health Maintenance Organizations (HMO). Retired
people get most of their health care paid for by
Medicare, the federal government’s Social Security
fund that comes from joint contributions of the em-
Since 1980, more than 18 million immigrants
ployer and employee (1). Medicaid, another govern-
have come to the U.S. (9). That is more than “the great
ment-funded program, is the primary source of health
immigrant wave” that came at the turn of the last cen-
care provided for the poor (1). The result of this highly
tury. Most immigrants are from Southeast Asia, Cen-
complicated and costly system is that over 40 million
tral and South America, and Eastern Europe. There are
people are without health insurance (15). A large part
an estimated 3-5 million illegal aliens; most come
of this group is what we call the working poor – they
from Mexico and Central America, crossing the
work at minimum wages or part time and do not get
southern borders of the U.S. Although all immigrants
health insurance as a benefit of their job.
cannot be characterized as vulnerable, new arrivals
tend to be ignorant of how to use the complicated
U.S. health care system. Furthermore, there is essen-
Not everyone in our health care system has
tially no access to medical services for the indigent il-
equal access to health services (13). This circum-
legal aliens and for any health services they receive,
stance is a function of a number of things. In rural ar-
eas, for example, you have to travel a great distance to
get to a doctor or clinic, and the hospitals are small
and not well equipped. If you do not have the appro-
The homeless in the U.S. live on the streets, beg
priate insurance or the cash to pay for expensive treat-
for survival, and are susceptible to alcoholism and in-
ments, you simply do not get them. In large urban ar-
fectious diseases (10). A conservative estimate is that
eas like Chicago, there are some hospitals and clinics
about 2 million people are homeless at some time
for the indigent – the poor who cannot afford to pay –
each year, with 20% of them being children. On any
but they are over-crowded and require long waits not
given night, there are about 600,000 in homeless
only to have complicated technical procedures per-
shelters or sleeping in the streets.
formed but to see the health care professional.
The AIDS epidemic was first identified in the
Quality of care varies widely in the U.S. by re-
U.S. in the early 1980s (11). What started as primarily
gion (e.g., North vs South), by state (e.g., Mississippi
an illness concentrated among homosexual men
vs California), by type and size of community (e.g.,
spread to IV drug users, and now is transmitted het-
large urban metropolis vs. small rural hamlet), and
erosexually as well. There are between 750,000 and
even within communities (e.g., inner-city ghetto vs af-
one million people in the U.S. who are HIV-positive.
fluent suburbs). The best health care professionals
Over 400,000 have died of AIDS. Drug therapy is ex-
tend to work in the academic health centers and ma-
tremely expensive and costs around US$15,000 a
jor hospitals. If you are well-insured, wealthy, and
can afford the latest procedure or technical innova-
tion (which is probably not covered by your insur-
A national survey conducted in 1999 found that
ance), then you can choose where you go for health
over 14 million people over 12 years of age (7%) had
used some form of illegal drug within the past month
(12). Hard drugs – cocaine, heroin, and crack – are
easily accessible. The rates of addiction are higher
Unfortunately, the public health system has
among African Americans and Latino Americans.
some serious problems (6). Its major role in the pri-
Treatment is sporadic, facilities are poorly funded,
vate health care system is to serve as a “safety net” for
and the War on Drugs has turned abusers into crimi-
those who slip through the cracks. Since the public
health system is not a medical service or curative sys-
tem, it focuses essentially on prevention, particularly
in the area of immunization. But this also varies from
Causes of Vulnerability
state to state or region to region because the financial
But still, with such a highly sophisticated and
support of public health agencies is dependent more
technological health care system, how can anyone,
on state than on federal funds. One shameful result is
even these groups, become vulnerable? A part of an
that one out of every five children is not vaccinated
answer to this question lies outside the health system
(immunized) at the minimum requirement when they
per se and is in the economic, social, and political
start school. Public health clinics have tried to have
some impact on controlling chronic disease by offer-
ing free blood pressure measurements and medica-
tions, health education materials, and the like but
The average annual cost of health in the U.S. is
without any really systematic approach. The U.S.
around US$4,400 per person (1) and almost 90% is
Public Health Service does administer health care
Eckenfels: U.S. Policy for Vulnerability Reduction
programs for migrant workers and oversees the U.S.
center. If the patient cannot afford this kind of care or
Indian Health Services, which was established to pro-
does not have access, he or she is left out. “De-
vide free health care for Native Americans. The health
mand-side” thinking, which concerns the patient and
departments of each state and major cities are also re-
the health expectation, needs, and trends of commu-
sponsible for sanitation control in terms of clean wa-
ter, uncontaminated food, and sanitary restaurants.
The system must move from a supply-side orienta-
This is one of their major contributions to our health
tion to a demand-side approach (19). The latter takes
into account societal needs and creates a system that
responds to those needs through concerted efforts by
Issues to Be Addressed
health professionals, politicians, and the public.
The combination of all these factors presents the
essential paradox of American medicine: all of our
Such a system promotes two or more delivery
science, technology, and clinical competence oper-
systems – one for the haves and another for the
ate in a “non-system.” If we are to provide compre-
have-nots, and no system at all for the truly disadvan-
hensive, quality, and cost-effective care, then some
taged (20). It is obvious where the best health care is
provided. Some communities are without access to
any health professionals or hospitals.
The system is riddled with fragmentation (16).
A single-tiered system should be established that
Not only is not everyone covered by health insur-
gives access to comprehensive quality care to every-
ance, but services are fragmented as well. For exam-
one, regardless of income, race, ethnicity, or country
ple, mental health services are not funded except for
of origin. Along with social justice, equality is a fun-
psychosis or suicidal intent. Also, without the proper
damental principle of a democratic society. Again,
insurance coverage, many patients do not have ac-
there are strong social, economic, and moral argu-
cess to tertiary care procedures, such as open-heart
ments that suggest a single system would be more
surgery. Fragmentation can be ended by instituting a
cost-effective, easier to administer, and less compli-
system of universal health care that includes costs as
well as services. There are many well thought-out
proposals and well-documented studies that demon-
The system is run like a business and health care
strate the efficacy of such an approach. The U.S. is the
is considered a market commodity (13). Compassion
only country in the West that does not have some
and empathy are too often left out of the equation. Ef-
ficacy is measured in terms of how many patients you
see (the more the better), how much time you spend
The system is cost-ineffective (17). Some proce-
with them (the shorter the better), and how much in-
dures are prohibited by high cost, and redundancy
surance coverage they have. The same approach ap-
and duplication are rampant. Due to lawsuits and the
high cost of malpractice insurance, many physicians
Health care in a democratic society, like public
practice defensive medicine by putting the patients
education and participation in the political process, is
through meaningless tests and uncomfortable proce-
a right, and, as such, should not be treated like a mar-
dures. The salaries of administrative executives are
exorbitant – in some cases, in the millions. The sala-
ries of specialists continue to rise at a higher rate than
A career in medicine has become very much an
inflation (the norm for surgeons is over US$300,000),
individualized profession. Your own needs – family,
whereas those of primary care and family doctors re-
lifestyle, and status – come first; those of the patients
come next. Personal achievements are emphasized
Cost can be reduced dramatically by controlling
over social responsibility. Future health professionals
duplication and redundancy. A fair and just tax sys-
need to be made aware in the course of their educa-
tem in which those with the highest incomes pay the
tion that they have an obligation and responsibility to
highest rates can take the burden from the small busi-
serve as an agent of society, sponsored by society, to
ness employer and spread costs around more equita-
the society (21). This moral commitment does not
mean that they have to forego their personal and pri-
vate life. A sense of satisfaction and achievement in
one’s work compliments one’s satisfaction in life (22,
Since all of the technology and highly-trained
23). As Freud said, Lieben und arbeiten, “to love and
professionals are housed in the large academic health
care centers, the patient has to go there to get that
kind of health care (3). These institutions function as
Lessons to be Learned
independent citadels of power and self-sufficiency.
They operate primarily from a “supply-side” perspec-
tive: since they are driven by new knowledge and
A fee-for-service, private system excludes peo-
technology, their resulting need is to find patients to
ple, especially the most vulnerable, from needed
fit the interests and technical capabilities of the spe-
health care. Even with the best intentions, the most
cialists and the equipment and services of the medical
competent physicians will be drawn to a practice
Eckenfels: U.S. Policy for Vulnerability Reduction
where they can make more money. Inevitably, this
there were some negative reactions as well. The cre-
leads to a multileveled system, with those who can
ation of new vaccines has been a financial windfall
pay in and those who cannot out. The best guarantee
for the pharmaceutical industry, one the greatest
is to make sure that all health professionals are ade-
profit-making enterprises in the world (27). Along
quately paid. To reach the people who live in more
with Viagra and other comfort medications, this con-
isolated areas or in the poorest sections of the cities, it
cern has become their highest priority while at the
is necessary to make sure that the resources – person-
same time one out of five children is not being immu-
nel, equipment, and materials – are distributed suffi-
nized. This is another example of what happens when
ciently with special attention paid to the neediest
market forces dictate what constitutes health care.
Since that horrendous atrocity five months ago, close
to 1.8 million workers have lost their jobs (28). For
them and their families, this also includes a loss of
The public health system needs to be reinforced
health insurance. In other words, almost 2 million
with respect to immunization of children, the control
people are joining the ranks of the uninsured.
of infectious diseases, and the monitoring of the phys-
ical environment. In addition, public health agencies
If there is one major lesson to be learned from all
need the legal and political authority to take action
of this it is that we are all vulnerable – even those of
when the situation warrants it. Primary prevention
us in the richest and most powerful country in the
should be integrated throughout the system with ma-
world. If we are all vulnerable, then as Dostoevsky
jor campaigns directed at children when it comes to
says, “We are all responsible for all.”
smoking and drugs. Also public health practitioners
must teach each patient the importance of a healthy
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MELHORAR A QUALIDADE E PROMOVER A IMPARCIALIDADE DA ADMINISTRAÇÃO PÚBLICA Esta troca de experiências com colegas da mesma área, pelo facto de decorrer em vésperas da minha aposentação, tem um significado especial para mim. Gostaria de aproveitar esta oportunidade para falar um pouco sobre o meu trabalho e sobre as funções e o papel do Gabinete do Ombudsman (Office of The Ombud
Elfo : Galadiir, Fenfaril, Lilliastre, Phirosalle, Enkirash, HalwyrOcchi tormentati, Occhi acuti o Occhi folli Umano : Avon, Morgan, Rath, Ysolde, Ovid, Vitus, Aldara, Xeno, UriCapelli acconciati, Capelli selvaggi, o Cappello a puntaVeste consumata, Veste al a moda, o Veste stravaganteCorpo grassoccio, Corpo raccapricciante, o Corpo esileAssegna questi punteggi alle tue capacità : 16 (+2),